Financial Markets Compliance
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Financial Markets Compliance
News & Blogs
Archive 2021
Date
Title
Author
Category
11 Nov.
Intelligent Communication Surveillance and the Power of Prediction Boosts Market Integrity »
Danielle Tierney
Holistic Surveillance
27 Sep.
5 Success Factors for Integrating Artificial Intelligence into Your Trade Surveillance Program »
Nitin Vats
Holistic Surveillance
20 Sep.
Need a Compliance Recording Solution for Microsoft Teams? 5 Reasons NICE is The Only Choice. »
Patrick Botz
Comm. Compliance
17 Aug.
Deploying an Offshore SaaS Recording Solution for Microsoft Teams »
Paul Cottee
Comm. Compliance
8 July
NICE Selected as the Financial Services Finalist in 2021 Microsoft Partner of the Year Award Program »
News
Comm. Compliance
29 June
BMO Global Asset Management (EMEA) Deploys NICE Cloud Compliance Recording for Microsoft Teams to Support Remote Workforce and Full Agility »
News
Comm. Compliance
8 June
Interactions Live 2021 - The Biggest Compliance Virtual Event of the Year »
Arno Sybrandy
Comm. Compliance
28 Apr.
Where the Pandemic Leads Us – What’s Next in Regulatory Compliance »
Christopher Wooten
Regulations
5 Apr.
Surveillance: Is Real-Time the Right Time? »
Linda Haelsen
Holistic Surveillance
22 Feb.
Conduct starts from the top, ...and regulators will take action against banks which don’t walk the talk »
Paul Cottee
Holistic Surveillance
16 Feb.
Building NTR-X: The Next Gen of Compliance Recording & Assurance »
Tim Armstrong
Comm. Compliance
1 Feb.
Introducing NTR-X, Next Generation Cloud-Based Compliance Solution for Omnichannel Trade Recording Management »
News
Comm. Compliance
29 Jan.
Surveillance 2021: What Firms Are Doing Today, What’s on the Horizon »
Anurag Mohapatra
Holistic Surveillance
15 Jan.
FCA’s Market Watch 66 Establishes Clear Expectations for Firm’s Monitoring and Surveillance »
Paul Cottee
Regulations
8 Jan.
Surveillance, Compliance and Communication »
Dave Ackerman
Holistic Surveillance