- Resource Guides
- Brochures
- Customer Case Studies
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Holistic Surveillance |
Analyst Report The Future of Trade Surveillance Coalition Greenwich Benchmark Industry Report on what’s driving surveillance technology spending and why RegTech investments are on an upward trajectory |
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Holistic Surveillance |
eBook AI-Assisted Alert Reduction - Demystifying Alert Prediction in Financial Trade Surveillance Learn about the benefits of AI-assisted alert prediction, and get some best practices and tips |
Download *NEW* |
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Comms. Surveillance |
1LoD Report Solving Surveillance: Detecting Market Abuse & Conduct Risk Across Modern Communication Channels Learn how to understand what your employees said, heard, and did |
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Trade Surveillance |
Analyst Report SPARK Matrix™: Trade Surveillance and Monitoring, 2022 NICE Actimize was ranked highest in this report from Quadrant Knowledge Solutions (QKS) |
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Comm. Compliance | Playbook Communications Monitoring Regulatory Playbook Learn how you can record and manage all your firms’ trading communications in all the different ways employees communicate |
Download |
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Holistic Surveillance |
Analyst Report Definitive Guide to Modern Trade and Communications Compliance Learn the six key elements you need to run a successful trade and communications compliance program |
Download |
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Comm. Compliance |
eBook Cloudify Compliance Recording 9 Considerations for Moving Compliance Recording to the Cloud |
Download |
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Holistic Surveillance |
Analyst Report Communications Monitoring Solutions 2022 Learn why NICE Actimize is the Category Leader in this Chartis Research Market and Vendor Landscape Report |
Download |
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Comm. Compliance |
eBook Recording Microsoft Teams 10 Compliance Recording Must-Haves |
Download |
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Holistic Surveillance |
eBook Gearing Up to Consumer Duty 7 Must-Have Surveillance Capabilities |
Download |
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Holistic Surveillance | Report 1LoD in-Focus Report: From Alerts to Behaviors Learn how behavioral analysis allows organizations to improve their detection of market abuse and misconduct, and to move closer to a predictive capability |
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Regulations | White Paper The Complete Guide to Trade Reconstruction Read about how regulations requiring trade reconstructions continue to expand to worldwide significance |
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Regulations | Information Sheet Compliance Recording Cloud Outsourcing Regulations per Territory If you are interested in Cloud recording but concerned about local regulations regarding use of offshore Software as a Service Solution |
Download |
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Holistic Surveillance |
eBook Stepping up Conduct Surveillance: 10 Must-Haves for Success The 10 must-have capabilities to ensure success with conduct surveillance |
Download |
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Holistic Surveillance |
eBook Transforming Surveillance Through a Connected Organization with Centralized Case Management |
Download |
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Holistic Surveillance |
eBook 4 Reasons to Move Trade Surveillance to the Cloud The Cloud’s Ascending Adoption in Financial Services |
Download |
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Comm. Compliance |
eBook Communication Recording & Compliance Assurance 5 Next Generation Compliance Recording Must-Haves |
Download |
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Holistic Surveillance |
eBook Transforming Surveillance with Always on AI Navigating Today’s Surveillance Challenges and Preparing for What’s Next |
Download |
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Trade@Home | eBook Trade@Home Playbook - How to Ensure Remote Trading Compliance Checklist for Remote Trading, with contributions from Cloud9, IPC and NFA |
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Holistic Surveillance |
Analyst Report The State of Holistic Trade Compliance JWG Benchmark Research Report |
Download |
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Holistic Surveillance |
Analyst Report CELENT Report on SURVEIL-X Improving Surveillance Effectiveness with Cloud and Advanced Analytics |
Download |
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Comm. Compliance |
eBook Microsoft Teams 10 Compliance Recording Must-Haves |
Download |
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Holistic Surveillance |
eBook The Future of Surveillance 4 Holistic Trade Surveillance Must-Haves |
Download |
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Holistic Surveillance |
Infographic Are You Prepared for Reg BI? What is Reg BI? How will it affect your firm? And what can you do to get ready? |
Download |
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Holistic Surveillance |
eBook Regulation Best Interest: 6 Must-Haves for Compliance Reg BI is the biggest change to suitability regulations in 20 years – and it’s right around the corner. Is your firm ready? |
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Regulations | White Paper Highlights of SEC’s Regulation Best Interest The white paper summarizes the dramatic changes and new challenges broker-dealers face as a result of Reg BI |
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Holistic Surveillance |
Infographic 5 Ways to Supercharge your Markets Surveillance Don’t Compromise on Surveillance |
Download |
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Holistic Surveillance |
Analyst Report A-Team Insight - Getting eComms Surveillance Right The challenges that financial firms face with respect to eComms surveillance |
Download |
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Sales Practices |
White Paper Cross-border Sales and Suitability: Overcoming Today’s Wealth Management Challenges |
Download |
| Category | Description | Download | |
|---|---|---|---|
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Comm. Compliance | Brochure NTR-X Recording Assurance Assure Compliance with Recording Check, Health Check and Reconciliation |
Download |
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Holistic Surveillance | Brochure SURVEIL-X Behavior Protect Your Bottom Line and Reputation with Predictive, Proven Conduct Surveillance |
Download *NEW* |
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Holistic Surveillance | Brochure SURVEIL-X Conflicts Manage and Monitoring Employee Conflict of Interests related to Personal Account Dealings |
Download |
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Compliance | Brochure Compliancentral End-to-End Communication & Trade Compliance Solution Platform |
Download |
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Holistic Surveillance | Brochure SURVEIL-X Trade-Related Surveillance Revolutionized |
Download |
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Holistic Surveillance | Brochure SURVEIL-X Communication Comprehensive Communication Surveillance and Risk Detection for a Complex World |
Download |
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Holistic Surveillance | Brochure SURVEIL-X for Cryptocurrencies Compliance Surveillance Solution for Digital Asset Exchanges |
Download |
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Comm. Compliance | Brochure NICE Makes Upgrading to NTR-X Easy Upgrade to the next generation of communication recording and compliance assurance |
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Holistic Surveillance | Brochure SURVEIL-X for Consumer Duty Surveillance Coming in July 2023, the FCA will implement the most significant UK regulatory overhaul of the past decade |
Download |
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Comm. Compliance | Brochure NTR-X vs. 3rd Party Recorders Why NTR-X is the Clear Choice |
Download |
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Holistic Surveillance | Brochure SURVEIL-X Intelligent Alerting Reduce Surveillance False Positives and Maximize Compliance Resources |
Download |
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Comm. Compliance | Brochure NICE Recording for Microsoft Teams Provides one solution for capturing and archiving all traders and employee communications |
Download |
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Holistic Surveillance | Brochure SURVEIL-X for Online Brokers Improve surveillance, instill regulatory confidence, and reduce false alerts |
Download |
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Comm. Compliance | Brochure NTR-X - NICE Trading Recording The next generation communication recording and compliance assurance |
Download |
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Holistic Surveillance | Brochure SURVEIL-X Wealth for Insurance The Ultimate Risk Detection Surveillance Solution for Insurance Firms |
Download |
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Comm. Compliance | Brochure Cloud Compliance Recording Cost Effective, Worry-Free Compliance Recording and Assurance in the Cloud |
Download |
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Comm. Compliance | Brochure Mobile Phone Recording with NICE Trading Recording (NTR) Confidently Record All Regulated Employee Communications, Including Mobile Phones |
Download |
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Holistic Surveillance | Brochure SURVEIL-X Anomaly Detection Because Risk is A Moving Target |
Download |
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Holistic Surveillance | Brochure SURVEIL-X Conduct Manage Conduct Risk Across Your Organization |
Download |
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Holistic Surveillance | Brochure SURVEIL-X Studio Self-Service Analytics Reinvented |
Download |
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Comm. Compliance | Brochure Microsoft Teams Compliance Recording (English) Microsoft Teams Compliance Recording (French) Microsoft Teams Compliance Recording (German) |
Download |
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Holistic Surveillance | Brochure SURVEIL-X for Buy-Side Compliance Solutions for Asset Management and Hedge Funds |
Download |
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Holistic Surveillance | Brochure SURVEIL-X for Sell-Side Compliance Solutions for Banks, Brokers and Market Makers |
Download |
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Holistic Surveillance | Brochure SURVEIL-X for Wealth Management Compliance Solutions for Client Advisors and Portfolio Managers |
Download |
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Holistic Surveillance | Brochure ActimizeWatch Compliance Always on Watch |
Download |
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Holistic Surveillance | Brochure Regulation Best Interest Surveillance Comprehensive, Automated Solution for Reg BI |
Download |
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Comm. Compliance | Brochure NICE Support & Managed Services for Trading Compliance |
Download |
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Holistic Surveillance | Brochure Cloud-based Markets Surveillance Don’t Compromise on Surveillance |
Download |
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Sales Practices | Brochure Sales Practices & Suitability Financial Markets Compliance Solutions |
Download |
