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The First End-to-End Communication & Trade Compliance Suite

Misconduct hides everywhere. In growing trade volumes, in millions of daily calls, emails, and instant messages, and in new communication channels used for hybrid work. Finding risks in this sea of data is challenging. This is precisely where Compliancentral can help. By shining the spotlight on misconduct, Compliancentral helps you know more so you can risk less.

With Compliancentral's integrated solutions, you can capture and archive everything, and surveil regulated employee communications, trading activity and behavior to ensure compliance.

Holistic Conduct Surveillance

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Communication Surveillance

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Communication Compliance

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Digital Communication Archiving

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Markets Surveillance

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Sales Practices & Suitability

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Behavioral
Insights

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50%+

of all trade conversations captured globally

1M+

regulated users recorded and monitored globally

1B+

Market transactions surveilled daily

700+

Market data sources monitored

Gain complete trade and communication compliance coverage required by today’s financial markets regulations.

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